Building an Effective Compliance Program – What Are the Expectations of Government Regulators?

Developing a robust compliance program is important for organizations of any size. A company’s compliance culture starts with a strong tone at the top from executive management, but for a compliance program to be effective, all employees have a role. This webinar will focus on the elements of an effective compliance program, explain how government regulators assess compliance programs when they are conducting an investigation, and provide leading practices for company management to consider should they experience a compliance issue.

Learning Objectives

Upon completion of this program, participants will be able to:

  • Apply leading practices for building and maintaining an effective compliance program
  • Describe how government regulators view a company’s compliance program when conducting an investigation
  • Apply leading practices for addressing an internal compliance issue received via a confidential tip

Related Thoughtware

Kate & Ben — How can we help you? Contact Us!

How can we help you?