The SEC has issued an order that would extend the annual report filing deadline for certain smaller broker-dealers by 30 days, Read on for details on how to qualify for the extension.

On August 26, 2020, the SEC adopted final amendments under Regulation S-K to streamline the required disclosures about the description of a business, legal proceedings, and risk factors and to add new human capital resource disclosures. Read on for…

The SEC has issued a final rule that will modernize, simplify, and enhance certain management’s discussion and analysis (MD&A) and other financial disclosure requirements in Regulation S-K.

The SEC has issued a final rule creating a new framework for fund valuation practices. Read on for details.

The SEC has issued a final rule creating a new regulatory framework for derivatives use by registered investment companies.

The SEC has approved a new rule that establishes a more comprehensive regulatory framework for fund of funds arrangements.

The SEC has updated its auditor independence rules to help ensure public company auditors are independent of their clients in both fact and appearance.

Read on for an overview of CECL, ASU 2O16-03, and investment fund considerations.

The SEC has finalized rules updating the statistical disclosures that bank and savings and loan registrants provide the investors.

Two recent events may make the Main Street lending program more attractive to both borrowers and lenders.