Jul 08, 2020
The SEC has updated the various accommodations provided at the start of the COVID-19 pandemic. Some temporary relief will be extended while other provisions will expire.
May 28, 2020
On May 20, 2020, the SEC approved extensive changes to simplify Regulation S-X disclosure requirements and reduce the complexity and costs of preparing financial information related to acquisitions and dispositions of businesses. This article…
May 28, 2020
On April 27, 2020, a new SEC rule became effective that offers substantial relief for smaller issuers. The rule updates the definitions for accelerated and large accelerated filers and revises their transition thresholds. As a result, smaller…
Mar 30, 2020
The SEC continues to address relief from existing rules due to the unprecedented effects of SARS-CoV-2 virus and the incidence of COVID-19. This article addresses the SEC’s March 25, 2020, announcement extending previously announced filing relief…
Mar 30, 2020
The FDIC recently issued Financial Institution letter 30-2020, which clarifies Part 363 annual report submission deadlines for insured depository institutions. Read on for details.
Mar 26, 2020
The SEC has announced regulatory relief for funds and investment advisors whose operations may be affected by coronavirus disease 2019 (COVID-19). Read on to see what relief is available in the latest SEC orders.
Mar 25, 2020
The SEC continues to address relief from existing rules due to the unprecedented effects of coronavirus disease 2019 (COVID-19).
Mar 19, 2020
The SEC continues to address relief from existing rules due to the unprecedented effects of coronavirus disease 2019 (COVID-19). This article addresses previously issued filing relief and clarifies how that applies to the Custody Rule.
Mar 17, 2020
Due to the unprecedented effects of COVID-19, the SEC is starting to address relief from existing rules for annual meetings and proxies. Read on for SEC guidance on topics such as “virtual” shareholder meetings and changes to annual meeting dates,…