New Rules & Expanded Scope for Alternative Trading Systems

Thoughtware Article Published: Feb 23, 2022
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On January 26, 2022, the SEC reissued a proposal—first issued in September 2020—to expand and modernize the rules on alternative trading systems (ATS). ATSs are trading systems for securities that meet the exchange definition under federal securities laws but are not required to register with the SEC as a national securities exchange if the ATS complies with certain exemption conditions. This article provides details on the proposal. 

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