SEC LIBOR Reminders for Investment Advisers & Funds

Thoughtware Article Published: Dec 14, 2021
Pillars on a Government building

On December 7, 2021, the SEC issued a statement to remind investment professionals of their obligations when recommending London Interbank Offered Rate (LIBOR)-based securities or investment strategies involving other LIBOR-linked investments such as interest rate swaps, municipal securities, or securitizations. This article provides details on the guidance for investment advisers.

Download PDF

Related Thoughtware

Kate & Ben — How can we help you? Contact Us!

How can we help you?