SEC Updates Fund of Funds Regulations

Thoughtware Article Published: Nov 02, 2020
Businessmen during meeting

On October 7, 2020, the SEC approved a new Rule, 12d1-4, establishing a more comprehensive regulatory framework for fund of funds arrangements, which are funds that invest in other funds. This article provides details on the framework, which focuses on control and voting limits, required findings, an investment agreement, and limits on complex structures.

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