SEC COVID-19 Funding Relief for Registered Funds

Thoughtware Alert Published: Mar 25, 2020
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The SEC continues to address relief from existing rules due to the unprecedented effects of coronavirus disease 2019 (COVID-19). This article addresses exemptions from the Investment Company Act of 1940 to provide short-term funding flexibility for registered open-end management investment companies other than money market funds (open-end funds) and insurance company separate accounts registered as unit investment trusts (separate accounts).

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